
US IPO Challenge and Solution Seminar | Singapore Session
How should companies navigate stalled IPO plans and address compliance, trading and market capitalization challenges after entering the capital market?
On 18 September 2026, we brought together entrepreneurs, founders, and industry representatives at HarbourFront, Singapore for an insightful seminar exploring the practical challenges companies may face before and after an IPO, along with potential approaches to moving forward.


The discussion focused on 5 keys areas:
Licensing and project transitions: changes in license-holder qualifications and their implications for ongoing projects
Shareholdings and trading restrictions: understand shareholder holdings, and trading limitations
Market capitalization requirements - how market capitalization may affect listing status and ongoing compliance
IPO reviews and follow up - navigating review progress, communication and next steps in the listing process
Nasdaq deficiency notices and warnings - understanding potential issues and exploring appropriate responses to regulatory notifications
Every company has its own circumstances, and similar challenges may require different solutions depending on its listing stage, regulatory position, and business objectives. Identifying the underlying issues, evaluating feasible options and engaging the right professional terms are essential steps towards making informed decisions.

Through the seminar, we aimed to encourage more focused discussions, help companies better understand the challenges they face, and support more informed decision-making throughout their capital market journey.
We extend our sincere thanks to all the speakers for valuable insights, to the guests for their active participation and our partners and organizing team for their support in making this event possible.

For companies navigating IPO uncertainties, listing challenges or pos-listing compliance and market related concerns, we welcome further conversations to explore your situation and discussion possible next steps.
